July 2, 2009 – 10:06 pm
SEC Commissioner Aguilar Proposes Registration For Funds with as little as $25MM of AUM Just today I had an opportunity to review the transcript of a speech by SEC Commissioner Aguilar in which he advocates that funds with as little as $25MM of AUM should register with the SEC. Such a low threshold for registration is troubling in a number of ways. Most importantly is the impact registration would have on the SEC immediately and in the future. As we have seen most vividly over the past yea
